Geylang - Compliance Officer

Compliance Officer

About The Company

The relationships that have been built over the years have earned us the reputation as one of Singapore's trusted finance companies. We are seeking dynamic individuals to grow with us and to continue building relationships with our valued customers.

The successful candidate will be responsible for tracking regulatory developments, supporting policy governance, maintaining regulatory risk assessments, and assisting in the execution of compliance assurance activities as well as the measures put in place to address the Anti-Money Laundering (“AML”), Countering the Financing of Terrorism (“CFT”), and Proliferation Financing (“PF”).

Responsibilities:

• Monitor and track relevant regulatory updates and emerging risks.
• Assist in impact analysis and communication of regulatory changes to key stakeholders.
• Maintain a regulatory change tracker and coordinate with business units for timely action.

• Assist in the periodic review and maintenance of compliance policies, standards, and procedures.
• Ensure proper documentation, version control, and communication of policy updates.

• Support the maintenance of the RRCSA, including periodic updates of risks, controls, and ratings.
• Facilitate stakeholder engagement for control validations and risk reviews.

• Assist in the planning and execution of compliance assurance reviews across business units.
• Document testing results, control effectiveness, and areas for improvement.
• Follow through on agreed remediation plans.

• Assist in improving AML/CFT framework and governance for the business and to provide support in related projects.

• Support the collation and preparation of compliance-related management information and dashboards.
• Ensure accurate reporting and maintain records for audit and regulatory review purposes.

Requirements:

• Bachelor’s degree in law, finance, business, or related field preferably with at least 1 to 2 years’ experience in a compliance role or 2–3 years’ relevant experience in a Big 4 advisory firm or the compliance function of a MAS-regulated financial institution.
• Exposure to regulatory compliance, assurance, internal controls, or policy governance.
• Strong knowledge of Singapore financial regulations (e.g., MAS Notices, Guidelines).
• Familiarity with risk management frameworks and assurance methodologies.
• Digital mindset and fluency
• Sharp analytical and critical thinking skills.
• Strong written and verbal communication.
• Highly organised, meticulous, and initiative taking.
• High level of integrity and accountability.
• Collaborative with a learning mindset and growth-oriented attitude.
• Ability to prioritise and manage multiple deliverables under tight deadlines.

Only shortlisted candidates will be notified.

Remuneration and corporate rank will commensurate with experience.