Compliance Officer
Regulation and Compliance Officer
Clime Capital (www.climecap.com) is a Singapore-licensed fund manager focused on identifying, incubating, and scaling innovative investment platforms accelerating the low-carbon transition. Drawing on a deep understanding of global energy markets and low-carbon technologies, we identify and create investment opportunities that are at the forefront of the low-carbon transition.
We are a fast-paced, impact-driven team headquartered in Singapore, with team members in Vietnam, Indonesia, the Philippines, and India.
We are looking for a Compliance Officer to join our Singapore-based team. You’ll report to the COO and work closely with our investment and operations teams, ensuring strong compliance practices across multiple jurisdictions.
Key Duties and Responsibilities:
Regulatory Compliance:
- Manage MAS, EU, and US filings and surveys.
- Monitor regulatory updates and maintain the compliance register.
- Support quarterly compliance reporting and draft board minutes.
- Ensure timely ACRA lodgement and collaborate with the corporate secretary.
- Oversee KYC screening and coordinate with the Fund Administrator.
- Maintain fit and proper records.
Transaction Compliance:
- Review transaction documents against approvals.
- Coordinate transaction-related board meetings and packages.
- Draft board minutes or resolutions for transactions.
- Review representative records in the management system.
- Assist with closing processes, reviewing conditions precedent and documentation.
- Support closing completion and ensure secure document management and lodgements.
- Coordinate investor onboarding, KYC, and documentation for transactions.
- Review data room quality.
- Manage investor onboarding, KYC, and documentation.
- Coordinate review of subscription documents and follow up on missing information.
- Prepare resolutions and coordinate execution.
- Support due diligence questionnaires and ad hoc queries.
- Assist with regular investor reporting.
- Review investor records in the management system and SharePoint.
- Conduct annual policy, procedure, and guideline reviews.
- Develop workflows for internal understanding.
- Recommend and coordinate compliance training.
- Coordinate Enterprise-Wide Risk Assessments.
- Participate in compliance projects and implementation.
- Design effective communication for internal discipline.
- Assist in managing compliance-related issues and complaints
Skills and Attributes:
- 3 to 5 years of relevant compliance experience within the financial services industry - Fund Administrator, Fund House, VCFM, Corporate Secretarial, Legal firm or Compliance Advisory.
- Bachelor’s degree in law, Business, Accounting, Finance, or related field
- Solid understanding of regulatory frameworks, ideally including MAS requirements, and familiarity with EU/US regulations is advantageous.
- Familiarity with compliance tools (e.g. Refinitiv)
- Proven experience in managing KYC processes, handling corporate secretarial tasks, and supporting transaction compliance.
- Professional compliance qualification (e.g. ACAM, ACFC) preferred.
- Strong coordination and stakeholder management skills
- Excellent written and verbal communication skills with an eye for detail and strong organisational abilities. Previous exposure to legal or corporates secretary would would be advantageous.
- A genuine passion for contributing to the growth of the renewable energy and carbon mitigation sectors; knowledge of SE Asian markets is a plus.
We offer a competitive market-based compensation commensurate with work experience. Join us, and be at the forefront of impactful investing and the opportunity to contribute meaningfully to a sustainable future.
Priority will be given to Singaporean / PR candidates
We regret that only shortlisted candidates will be notified.