[ref. e27710800] Compliance VP/SVP
Singapore Full-time
about the company A Financial Institution is seeking a Compliance VP/SVP to support their investment banking business. As a key member of the compliance team, your role is to implement and carry out an effective compliance programme and safeguard their business.
about the job Provide practical and actionable support to all business units and senior management on compliance matters to ensure the business is operating in accordance with all relevant laws, regulations, policies and procedures Provide regulatory advisory for complex financial products, including debt capital markets, fixed income, and derivatives Contribute to the enhancement of the firm's compliance framework, actively participating in and leading the execution of various compliance programs Implement and maintain a robust compliance monitoring plan, ensuring its effectiveness and contributing to ongoing assurance activities Liaison with internal and external auditors and regulatory authorities Prepare and present detailed compliance reports for both internal and external stakeholders Design and deliver compliance training programs to all employees Drive and implement key compliance initiatives and projects, ensuring successful execution and integration skills and experience required Bachelor's degree from a recognised institution Minimum 10 years of relevant compliance experience from reputable Financial Institutions Proven ability to provide regulatory guidance within the debt capital markets, fixed income, and derivative product sectors Skilled in complex problem-solving, root cause analysis, and resolution implementation A hands-on subject matter expert, adept at project management, with a forward-looking and solutions-oriented approach To apply online please use the 'apply' function, alternatively you may contact at .
about the job Provide practical and actionable support to all business units and senior management on compliance matters to ensure the business is operating in accordance with all relevant laws, regulations, policies and procedures Provi
about the company A Financial Institution is seeking a Compliance VP/SVP to support their investment banking business. As a key member of the compliance team, your role is to implement and carry out an effective compliance programme and safeguard their business.about the job Provide practical and actionable support to all business units and senior management on compliance matters to ensure the business is operating in accordance with all relevant laws, regulations, policies and procedures Provide regulatory advisory for complex financial products, including debt capital markets, fixed income, and derivatives Contribute to the enhancement of the firm's compliance framework, actively participating in and leading the execution of various compliance programs Implement and maintain a robust compliance monitoring plan, ensuring its effectiveness and contributing to ongoing assurance activities Liaison with internal and external auditors and regulatory authorities Prepare and present detailed compliance reports for both internal and external stakeholders Design and deliver compliance training programs to all employees Drive and implement key compliance initiatives and projects, ensuring successful execution and integration skills and experience required Bachelor's degree from a recognised institution Minimum 10 years of relevant compliance experience from reputable Financial Institutions Proven ability to provide regulatory guidance within the debt capital markets, fixed income, and derivative product sectors Skilled in complex problem-solving, root cause analysis, and resolution implementation A hands-on subject matter expert, adept at project management, with a forward-looking and solutions-oriented approach To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
Singapore
VP, Anti-Financial Crime (AFC) Advisory, Overseas Compliance Management, Group Compliance Posting Date: 13 Jun 2025 Location: Singapore, SG Company: United Overseas Bank Ltd Job Title: VP, Anti-Financial Crime (AFC) Advisory, Overseas Compliance...
Tik TokSingapore
Job Description
Qualifications
• Bachelor's Degree or equivalent degree in the area of specialization or closely related field (e.g., international trade, law, compliance, public policy, or engineering).
• Proven in-house export controls...
Drake InternationalTampines
The Role:
As a Senior Compliance Officer, you will be responsible for managing and enhancing the compliance program in Singapore, ensuring adherence to local regulations and internal policies. You will serve as the primary point of contact...
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