Compliance Officer
Riway Bedok Full-time
Job Descriptions & Responsibilities:
- Identify, prioritize, assessment, monitoring, control and reporting of compliance risk on quarterly basis
- Investigating, rectifying and reporting on breaches of legal and regulatory requirements
- Liaising with regulators in relation of regulatory matters
- Develop and implement compliance program/checklist
- Ensure investigation/review completed within stipulated timeline
- Assist to implement and support compliance initiatives
- Assist and collaborate with other departments to address corporate queries and concerns
Knowledge/Skills/Competencies:
- Degree or professional qualification
- Strong analytical skills, understanding of compliance risks and initiative to self-learn
- Able to travel frequently including oversea by provided onsite training
- Good interpersonal and communication skills
- Good knowledge and skills working with MS Office
- Proactive in identifying regulatory compliance issues or developing appropriate and constructive recommendation and solutions
- Minimum 3-5 years working experience.
Drake InternationalSingapore River, 11 km from Bedok
training.
• The compliance Officer reports to the Head of Compliance on on-going compliance status and on any findings of infringements and its recommended actions.
• The Compliance Officer provides regulatory advisory relating to all guidelines to all...
BANK OF INDIAGeylang, 4 km from Bedok
Job Scope of Compliance Officer
AML and Regulatory Compliance
1. CDD: Client onboarding and ongoing monitoring- Review CDD onboarding and periodic reviews, including name screening, ensuring all due diligence is completed according to AML/CFT...
Geylang, 4 km from Bedok
and wealth planning.
Job Summary
We are seeking an experienced Compliance Officer in Singapore with relevant experience gained in Trustee services. The ideal candidate will bring experience in compliance ensuring regulatory compliance across trust-related...