Regulatory Compliance Officer – Capital Markets (Singapore)

We are partnering with an established international financial services firm with a growing presence in Singapore. As part of their expansion, they are looking to hire an experienced Regulatory Compliance professional to support their capital markets business.

• Provide regulatory advisory to business units on applicable MAS regulations and requirements
• Ensure compliance with the Securities and Futures Act and relevant MAS Notices and Guidelines
• Monitor and assess regulatory developments, advising on impact to business operations
• Develop, review and maintain internal compliance policies and frameworks
• Support regulatory reporting, submissions and liaison with regulators and exchanges
• Participate in compliance monitoring, risk assessments and internal reviews
• Provide compliance input on new products, services and business initiatives

• Minimum 6–10 years of compliance experience within a financial institution or CMS licensed firm
• Strong working knowledge of MAS regulations, including capital markets framework
• Experience in regulatory advisory, policy development and/or compliance monitoring
• Exposure to capital markets products such as securities, derivatives or investment products preferred
• Good stakeholder management skills and ability to work in a fast-paced environment

Additional Information

Opportunity to join a lean and dynamic team with regional exposure

Broad scope covering advisory, regulatory and business-facing responsibilities

Suitable for candidates looking to step into a hands-on, growth-oriented environment

If you are keen to explore this opportunity, please apply or reach out for a confidential discussion.