Coding Compliance Manager (Investment)
LMA Recruitment Singapore Pte Ltd Singapore
Job Description
Our client, an asset management firm, is seeking a Compliance Specialist to join the team in Singapore.
You will work closely with regional and local stakeholders across compliance, investment, systems, and operations, ensuring regulatory and client guidelines are correctly interpreted, translated, tested, and implemented.
Key Responsibilities- Investment Compliance Rule Coding:Own the interpretation, translation, testing, and delivery of investment compliance rules within the Aladdin Order Management platform, supporting pre- and post-trade monitoring, risk reporting, and regulatory compliance across Singapore and regional business units.
- Governance, Accuracy & Standardisation:Ensure the accuracy and integrity of rule logic against regulatory, client, and internal guidelines, while driving standardisation of rule coding, classifications, and processes across the business
- Process Optimisation & Stakeholder Collaboration:Partner with regional stakeholders to support rule migrations, training, and documentation, while identifying opportunities to automate workflows, enhance system capabilities, and improve operational efficiency.
- Minimum 5 yearsof relevant experience in investment compliance, rule coding, or a related function within asset management or financial services.
- Strong and up-to-date knowledge ofTaiwanese regulatory requirementsand client investment guidelines is essential.
- Hands-on experience with theAladdin platform(order management and/or compliance modules) is highly preferred.
If you're interested to find out more, apply through this listing or email our consultant at [Confidential Information]
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24121689 | Desiree Low Sher Rae
Singapore
as Investment Compliance Manager - 12 Months Contract in Singapore within the Investment Compliance team. The Investment Compliance team in Asia Pacific, located in Indonesia and Singapore, oversees a global compliance programme covering advisory, training, moni...
Singapore
about the company
Our client is a Financial Institution seeking a highly motivated and experienced Compliance Manager to develop and carry out a robust regulatory framework as well as ensure adherence to all regulations and the highest industry...
PricewaterhouseCoopers (PWC)Singapore
Job Description
Key Responsibilities
• Support the firm's compliance with regulatory requirements, including Anti-Money Laundering (AML), Know-Your-Client (KYC), Sanctions Law, and other relevant regulations
• Implement and project manage...