Audit Expert Global Banking and IB Operations Audit

Your role :

We’re looking for a Risk Expert or Auditor (Associate Director) to:

• plan, execute and lead audits, conduct issue assurance and risk assessment reviews, working effectively in order to provide the expected level of assurance.
• highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately.
• where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done.
• meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required.
• proactively and successfully collaborate with peers in and across audit teams.
• build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management

Your team :

In addition, the team is also responsible to (i) maintain relationships with IB management and control functions and (ii) continuously assess the risk profile of the relevant UBS IB businesses.

Your expertise :

• bachelor or master degree or equivalent focusing on finance, business administration or accounting/ auditing.
• at least 5 years of experience in a similar position in audit, compliance or internal risk management areas focused on investment banking, or IB operations within the finance sector.
• detailed knowledge of global banking products and processes.
• experience in leading audits and driving risk assessments of assigned business areas independently.
• experience in generating use cases for data analytics and AI and driving ideas to implementation
• strong analytical skills and quantitative approach to problem solving.
• able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes.
• willingness to keep up with industry, regulatory developments and learn new concepts and methods.
• ability to effectively communicate with senior stakeholders.
• ideally has familiarity with data analytics tools and ESG concepts.
• ability to promote the use of data analytics and AI within the IB audit team
• experience in supporting and training junior colleagues

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