Regulatory & Compliance Analyst - Toa Payoh

Job Purpose

The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:

• Supervises members of ICE Futures Singapore (the “Exchange”) and ICE Clear Singapore (the “Clearing House”) for compliance with the rules and procedures of the Exchange and Clearing House; and
• Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.

• Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
• Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
• Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
• Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
• Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
• Actively supervising Members, including reviewing Members’ submissions and conducting inspections.
• Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
• Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.

• Educated to degree level or equivalent
• Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
• Familiarity with data analytic tools
• Demonstrated initiative, organization skills and teamwork orientation
• Excellent analytical, communication and time-management skills
• Strong attention to detail
• Comfortable working in an evolving, highly regulated environment