Executive, Due Diligence - Distribution Support - Tampines - ref. i1981323

He/she will be responsible for driving good practices and ensuring the sales force fulfil the required expectations by the company/industry standards in the following key areas:

• Perform due diligence monitoring, activate needed service recovery, apply preventive measures in proper sales advisory, and replace policies and supervisory duties, which include:
• Conducting reviews on sales documentation and supervisory duties
• Preparing audit reports and management updates
• Applying safeguards, controls and appropriate corrective measures in upholding expected conduct
• Managing data and conducting trend analysis
• Establish, review, and update SOPS, frameworks, and policies according to company, industry, and regulatory developments.
• Support in upholding sales advisory expectations by:
• Ensuring forms, handbooks, guides, checklists, system requirements, and training materials are current and accurate
• Handling related enquiries
• Prepare and conduct briefings and training for the sales force as needed
• Undertake projects and execute activities assigned to the team

Requirements:

• A minimum diploma in any field of study is required.
• At least 2 years of experience in training and competence/compliance audit in the Financial Services industry
• Knowledge and experience in life insurance sales processes
• A good understanding of industry regulations and guidelines, e.g. FAA and LIA MUs & MCs, would be an advantage
• Possess the relevant licensing examinations: CMFAS Module 5, 9, 9A, and Certificate in Health Insurance or equivalent
• Professional qualification in AFC, AFP, ChFC, etc, would be an advantage