Compliance Officer / Compliance Executive
QIMI CAPITAL PTE. LTD. Bukit Merah Full-time
We are seeking a diligent and experienced Compliance Officer to support and strengthen our regulatory compliance framework in line with Monetary Authority of Singapore (MAS) requirements. The successful candidate will play a key role in ensuring adherence to all applicable laws, regulations, and guidelines governing financial institutions in Singapore.
Key Responsibilities- Ensure compliance with MAS regulations, including but not limited to: Securities and Futures Act (SFA), Financial Advisers Act (FAA), Payment Services Act (PSA), where applicable, and MAS Notices and Guidelines (e.g. AML/CFT, Technology Risk Management)
- Develop, implement, and maintain robust compliance policies and procedures
- Conduct AML/CFT monitoring, including KYC/CDD reviews and transaction surveillance
- Perform compliance risk assessments, internal reviews, and control testing
- Act as the main point of contact for MAS regulatory filings and inspections
- Liaise with regulators, auditors, and external stakeholders
- Provide ongoing compliance advisory and training to business units
- Monitor regulatory developments and assess impact on business operations
- Investigate compliance breaches and recommend remediation actions
- Bachelor’s degree in Finance, Law, Business, or a related discipline
- Minimum 2–5+ years of compliance experience within an MAS-regulated entity
- Strong knowledge of MAS regulatory framework and AML/CFT requirements
- Familiarity with regulatory reporting (e.g. suspicious transaction reporting, MAS returns)
- Strong analytical, communication, and stakeholder management skills
- High level of integrity, professionalism, and attention to detail
- Experience in capital markets, asset management, or fintech environments
- Prior experience handling MAS inspections or audits
- Competitive salary and benefits package
- Opportunity to work in a regulated and dynamic financial environment
- Exposure to MAS regulatory engagements and industry best practices
- Career progression within compliance and risk functions
QIMI CAPITAL PTE. LTD.Toa Payoh, 7 km from Bukit Merah
We are seeking a diligent and experienced Compliance Officer to support and strengthen our regulatory compliance framework in line with Monetary Authority of Singapore (MAS) requirements. The successful candidate will play a key role in ensuring...
Bukit Merah
With a disciplined investment approach and growing presence, they are seeking a meticulous and driven Compliance Officer to strengthen their regulatory and operational compliance framework.
Key Responsibilities
Regulatory Compliance & MAS Liaison
• Ensure full...
ACG MANAGEMENT PTE. LTD.Bukit Merah
Compliance Officer
• Location:Singapore Office
• Company:ACG Management Pte. Ltd.
About Us
ACG Management Pte. Ltd. is a Singapore-based investment management firm. Our firm employs fundamental investment approaches, concentrating on mid to small...