Chief Compliance Officer, Singapore - Bukit Merah
DRIVEWEALTH SINGAPORE PTE. LTD. Bukit Merah Part-time
About The Role
As Chief Compliance Officer, you will lead and manage the Singapore compliance function, oversee the development and implementation of compliance programs, monitor regulatory changes, and guide cross-functional teams in a fast-paced environment.You'll be responsible for ensuring compliance with MAS along with all applicable laws, regulations, and policies.
What You’ll Do- Oversee the Singapore compliance functions of a MAS Capital Markets licensee that will conduct business with Singapore institutional clients
- Identify and apply options for efficiencies in Singapore compliance operations
- Ensure compliance with MAS and relevant regulatory requirements
- Direct the governance, development, delivery and maintenance of best-in-class compliance programs, policies, processes and practices (which includes the provision of local training). This includes undertaking an annual enterprise-wide risk assessment for presentation to DriveWealth Singapore’s board and other senior leaders
- Handle all enquiries from the MAS (including MAS reporting), and respond to audits and regulatory assessments and own the remediation of any identified issues
- Participate as a guest at quarterly board meetings, providing compliance insights, new compliance initiatives and regulatory developments within Singapore
- Actively participate in new business initiatives, and changes to the products and services offered
- Partner with the relevant business, compliance and legal teams across DriveWealth to drive growth, in compliance with regulatory requirements
- Assume responsibility for DriveWealth Singapore’s Qualified Intermediary reporting requirements
- Discharge duties as the responsible Anti Money Laundering Officer
DRIVEWEALTH SINGAPORE PTE. LTD.Toa Payoh, 7 km from Bukit Merah
About The Role
As Chief Compliance Officer, you will lead and manage the Singapore compliance function, oversee the development and implementation of compliance programs, monitor regulatory changes, and guide cross-functional teams in a fast-paced...
SUMITOMO MITSUI BANKING CORPORATION Singapore BranchBukit Merah
and Policies
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• Planning and execution of regional compliance meetings and trainings
• Sharing of information and best practices with APAC compliance /AML officers
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