VP Compliance, Global Alternative Investment Manager
Singapore Full-time
A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer. Preparing MAS and SGX filings for the entities To manage the relationship with local regulatory bodies and auditors. Assisting with the oversight and continuing the implementation of compliance programmes Staff personal dealing in financial instruments.
Staff conflict of interest situations. To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention. Bachelor with 10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.
Staff conflict of interest situations. To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an
A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer. Preparing MAS and SGX filings for the entities To manage the relationship with local regulatory bodies and auditors. Assisting with the oversight and continuing the implementation of compliance programmes Staff personal dealing in financial instruments.Staff conflict of interest situations. To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention. Bachelor with 10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.
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Pinpoint AsiaSingapore
Kimatresume.sg@pinpointasia.comand putPython Developer - Leading Investment Bankin the subject header.
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