A top tier asset management is looking for a Compliance Analyst to join their APAC Regional Compliance Team. This role is based in Singapore with a primary focus on Singapore regulatory matters but may also assist the team in other regions across APAC.
Responsibilities: Key point of contact for regulatory queries internally and externally from MAS Review and enhance the compliance framework of business activities and initiatives in the region Day-to-day support to compliance matters including Co
A top tier asset management is looking for a Compliance Analyst to join their APAC Regional Compliance Team. This role is based in Singapore with a primary focus on Singapore regulatory matters but may also assist the team in other regions across APAC.
Responsibilities: Key point of contact for regulatory queries internally and externally from MAS Review and enhance the compliance framework of business activities and initiatives in the region Day-to-day support to compliance matters including Code of Ethics, breaches resolution, due diligence requests, RFPs, marketing materials and compliance training Requirements: 3-5 years of relevant regulatory compliance or compliance advisory experience, preferably in the asset management industry Knowledge of regulations in Singapore Good command of spoken and written Chinese and English
performing root cause analysis and implementing corrective actions
• Conducted security audits and prepared reports for senior management, highlighting areas for improvement
Job Requirements:
• A minimum of 3 years of experience in relevant compliance...
for KYC and remediation workflows to ensure operational excellence.
• Collaborate directly with remediation teams to identify process gaps and drive technical accuracy.
• Monitor business risk controls to safeguard the firm’s compliance integrity...
Job responsibilities
• Perform trade surveillance monitoring for Global Financial Marks (GFM) using the automated trade surveillance system and internal reports to ensure compliance with SGX, MAS and other requirements in relation to Market Abuse...
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