Director / Associate Director, Compliance
Location: Central, Singapore
Job Summary
Our client is one of the preeminent, global financial services groups, with strong presence in Hong Kong and overseas.
Responsibilities:
Due to strong growth in Singapore, a newly created Director / Associate Director of Compliance is required, and he/she will oversee the compliance function in Singapore and advise on all Singapore-related compliance and regulatory matters, including but not limited to:
- Acting as the primary liaison to the Monetary Authority of Singapore (MAS), exchanges, and other regulatory bodies.
- Researching, interpreting, and advising on compliance with laws, regulations, and guidelines applicable to brokers in Singapore.
- Managing the implementation and maintenance of strategies and frameworks to comply with MAS and exchange requirements for all regulated activities.
- Assisting in drafting instructions for programmers and technology staff to facilitate necessary changes due to regulatory updates or requirements.
- Drafting and implementing firm policies and written supervisory procedures.
- Managing all relevant regulatory inspections and audits (internal and external), including developing and executing remedial action plans for any findings.
Required Qualifications and Skills:
- Self-starter with strong analytical skills.
- Excellent organizational abilities with the capacity to prioritize tasks and work independently in a dynamic environment.
- Proficient with technology and its application in business and regulatory contexts.
- Exceptional oral and written communication skills.
- Ability to develop compliance solutions that align with regulations while exercising sound business judgment.
- Collaborative team player with experience in a small team environment.
- Proven track record at a financial services regulatory agency, exchange, or licensed financial services firm.
- Familiarity with Singaporean regulatory requirements.
- A proactive attitude with a willingness to learn.
Company Benefits & Perks:
- Competitive salary, annual performance-based bonus, and stock grants.
- CPF contributions.
- Comprehensive medical insurance, including dental, specialist, and inpatient coverage.
- Generous annual leave package.
- Daily in-house lunch service with a fully stocked kitchen.
- Modern office environment with multi-monitor setups.
- Excellent work-life balance.
- Unique exposure to global financial products, markets, and clientele.
- Opportunities for career advancement and expanded job responsibilities within a growing global company.
- Hybrid work arrangements available.
- Due to Singapore MOM rules, preference will be given to Singapore permanent resident and Citizens in the interview process.
Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com
Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com
Or contact +852 2523 9955 – and ask for Edward Chen, Richard Liu, Cora Pang
Harbridge Partners Limited
Employment Agency License: 79129