Compliance Manager (Capital Markets) - Geylang
Fomo Pay Pte Ltd Geylang Full-time
About CapBridge
CapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to deal in capital markets products, including securities and collective investment schemes, and to provide custodial services.It is also an exempt financial adviser licensed to issue or promulgate analyses and reports on investment products.
CapBridge enables HNWIs and institutional clients to invest in traditional and digital assets via its one-stop digital investment platform, providing highly curated, top-quality, and institutional-grade opportunities to meet clients' diverse asset allocation needs.Through CapBridge's associated company, FOMO Pay Pte Ltd, a regulated MAS Payment Services Act (PSA) Digital Payment Token (DPT) entity, qualified clients can also invest into CapBridge curated products using DPTs, providing a seamless bridge between Traditional Finance (TradFi) and Web3 Finance.
Role Overview
We are looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance.
Key Responsibilities- Advising Management and staff on regulations
- Perform gap analysis on new/updated regulations
- Drafting of Compliance procedures
- Licensing of representatives
- Managing the Singapore KYC process for customers. This includes reviewing client documents and performing due diligence on prospective customers and performing ongoing reviews of existing customers
- Managing the Singapore KYT process. This includes the review and update of AML/CFT policies and procedures in line with the prevailing regulatory requirements and review of the transaction monitoring alerts, including appropriateness of transaction monitoring parameters
- Monitoring – Implement robust Compliance monitoring programme to ensure that Compliance policies are complied with
- Provide compliance related training to staff
- Escalating compliance issues to Head of Compliance following results of reviews
- Collaborate with the business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs
- Bachelor’s degree in Finance, Law, Business, or a related discipline
- Minimum 8 years of relevant work experience in a regulated financial institution, preferably with prior experience in Insurance and Trust companies’
- Knowledge of the Securities & Futures Act, Payment Services Act, Insurance and Trust Companies Acts in Singapore and corresponding prevailing AML/CFT regulations
- Sound judgment in identifying risks in order to proactively escalate to Management
- Meticulous with good analytical skills, detail-orientated, team player, proficient in time management and able to represent Compliance in Group projects
- Demonstrate ability to effectively review and analyse data/situation and apply judgement to resolve issues in a timely manner
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