Compliance Executive / Admin ( Financial service industry | Training provided) - Geylang

apartmentThe Supreme HR Advisory placeGeylang scheduleFull-time calendar_month 
Position: Compliance Executive / Admin ( Training Provided)
Working Location: Mountbattern
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday

Salary Range: $4500 - $5500 || $3,000 (Compliance Admin)

KEY ROLE(S), RESPONSIBILITIES AND DUTIES
  • Support the Risk and Compliance department
  • Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
  • Motivated to stay abreast of regulatory developments and take charge of
communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
  • Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.
REQUIREMENTS
  • Minimum 'A' level or Diploma with experience in the financial advisory industry.
  • Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry.
  • Familiar and skillful with the use of Microsoft software especially Excel.

LIEW ONN KEE REG NO : R22108518

THE SUPREME HR ADVISORY EA NO:14C7279

#SCR-angel-liew

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