Compliance director, financial institution
Singapore River
about the company
A Financial Institution is seeking a Compliance Director to support their institutional business. As a key member of the compliance team, your role is to implement and carry out an effective compliance programme and safeguard their business.
about the job- Provide practical and actionable support to all business units and senior management on compliance matters to ensure the business is operating in accordance with all relevant laws, regulations, policies and procedures
- Provide regulatory advisory for complex financial products, including debt capital markets, fixed income, and derivatives
- Contribute to the enhancement of the firm's compliance framework, actively participating in and leading the execution of various compliance programs
- Implement and maintain a robust compliance monitoring plan, ensuring its effectiveness and contributing to ongoing assurance activities
- Liaison with internal and external auditors and regulatory authorities
- Prepare and present detailed compliance reports for both internal and external stakeholders
- Design and deliver compliance training programs to all employees
- Drive and implement key compliance initiatives and projects, ensuring successful execution and integration
- Bachelor’s degree from a recognised institution
- Minimum 10 years of relevant compliance experience from reputable Financial Institutions
- Proven ability to provide regulatory guidance within the debt capital markets, fixed income, and derivative product sectors
- Skilled in complex problem-solving, root cause analysis, and resolution implementation
- A hands-on subject matter expert, adept at project management, with a forward-looking and solutions-oriented approach
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
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Bachelor Degree
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Singapore River
about the company
Our client is a Bank seeking a seasoned Regulatory Compliance professional to ensure the business adheres to regulatory guidelines and contribute to our robust regulatory framework.
about the job
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