Internal Audit Director (Based in HK)

Job Description:

This individual will assess internal controls, identify risk exposures, evaluate compliance with policies and regulations, and contribute to strengthening the company’s overall governance framework.

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Key Responsibilities:

• Develop and execute risk-based internal audit plans, including financial, operational, compliance, and IT audits.
• Lead end-to-end audit engagements, including planning, fieldwork, reporting, and follow-up on remediation.
• Assess the adequacy and effectiveness of internal controls and risk management practices across business units.
• Ensure audits are performed in line with internal audit methodology, regulatory requirements, and industry best practices.
• Monitor adherence to company policies, procedures, and applicable laws (e.g., MAS, FCA, SEC, etc.).
• Support the Head of Internal Audit in preparing reports for senior management, audit committees, and regulators.
• Supervise and mentor junior auditors, reviewing their work and providing guidance.
• Collaborate with business units to understand processes, risks, and control environments.
• Communicate audit findings and recommendations clearly and constructively to stakeholders.
• Drive process improvements and automation initiatives to enhance audit effectiveness and efficiency.
• Stay updated on emerging risks, industry trends, and regulatory developments impacting the financial services sector.
• Contribute to enhancing the internal audit framework, tools, and reporting practices.

Requirements:

• Bachelor’s degree in Accounting, Finance, Business, or related field; CPA, CIA or equivalent certification preferred.
• Minimum 15 years of internal/external audit experience within financial services, banking, or fintech.
• Strong knowledge of risk-based auditing, internal controls, governance, and financial regulations.
• Experience working with regulators and audit committees.
• Excellent analytical, communication, and stakeholder management skills.
• Proficiency in audit tools and data analytics software (e.g., ACL, IDEA, Power BI) is a plus.

EA Licence No: 23S1615