Junior Risk and Compliance Officer

Company Overview

We offer a dynamic, institutional environment for individuals looking to scale their careers within the international brokerage and clearing space.

The Role

The Junior Risk and Compliance Officer serves as a critical second line of defence, identifying, measuring and mitigating the diverse array of risks the firm faces. You will support the development and maintenance of a robust risk management and regulatory compliance framework, ensuring the firm’s operations align with the Monetary Authority of Singapore (MAS) regulations, SGX-DT / SGX-DC Rules, and the evolving requirements of international futures exchanges.

1. Regulatory Compliance & AML / CFT

• Assist in ensuring compliance with the Securities and Futures Act (SFA), MAS Notices / Guidelines, SGX-DT / SGX-DC Rules; support the preparation of regulatory submissions to MAS and SGX.
• Conduct Know Your Customer (KYC) and Customer Due Diligence (CDD) for corporate and individual clients.
• Keep abreast of regulatory changes in Singapore and global jurisdictions and assist in updating internal manuals and SOPs.

1. Risk Management & Clearing Support

• Monitor daily Profit and Loss (PnL), Value at Risk (VaR) and margin requirements and credit risks associated with SGX clearing and future global exchange connections.
• Conduct initial credit assessments for new clients and perform period reviews. Assist in the oversight of risk limits, and position monitoring.
• Perform regular stress testing and liquidity risk monitoring in accordance with firm and exchange policies to safeguard financial health.

1. Operational Risk & Internal Controls

• Conduct periodic compliance monitoring / testing and assist in handling internal/external audits as MAS / SGX inspections.
• Support the “Fit and Proper” assessment and conduct staff training on compliance to promote a strong risk culture.

• 2 to 3 years of relevant experience in Compliance or Risk within the financial services sector (brokerages, banks, or audit firms)
• Strong academic record with a Bachelor’s degree in Finance, Economics, or a related quantitative / analytical discipline.
• Practical understanding of the Securities and Futures Act (SFA) and exchange rules.
• Strong analytical skills and quick logical thinking ability.
• Strong interpersonal skills with the ability to communicate complex information to senior management and collaborate across departments.
• Command of both spoken and written English and Mandarin to facilitate effective communication and

• Able to operate independently in a dynamic, fast-paced environment.