Compliance Analyst ( Trade/ Banking)

apartmentPERSOL placeBukit Merah descriptionTemporary calendar_month19/3/26

Job responsibilities

Perform trade surveillance monitoring for Global Financial Marks (GFM) using the automated trade surveillance system and internal reports to ensure compliance with SGX, MAS and other requirements in relation to Market Abuse/Market Conduct.
Perform communications surveillance monitoring for GFM using the automated communication system (ECruise), including voice monitoring, sampling review etc
Review and management of exceptions and prepare reports to management
Investigate and close out monitoring alerts thoroughly in a timely manner, and ensure that significant issues identified are fully investigated and promptly escalated (eg UAE/STR) where necessary
Ensure that monitoring procedures and parameters are updated to facilitate change in business and market conditions
Liaise and work closely with Middle Office Technology team and external vendors to enhance existing processes and develop new automated systems and/or monitoring tools
Participate in implementation activities, including user acceptance testing and business integration

Job requirements:

Degree in accountancy, finance and any related field
Min 1 year experience in audit/compliance related work. Trade and/or communication surveillance experience preferred
Working knowledge of relevant rules and regulations, particularly in relation to market conduct/market abuse preferred
Compliance best practices and understanding of capital market products and systems preferred
Good analytical and problem-solving skills
Good communication and presentation skills

Interested candidates may send resumes to [email protected] or apply through the application system. Regret to inform that only shortlisted candidates will be notified.

PERSOL Singapore Pte Ltd • RCB No. 200007268E

EA License No. 01C4394 • EA Registration No. R21101254 (Tay Khai Ven)

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