VP/Director, Investment Banking Compliance
Singapore Full-time
My client is a boutique investment bank seeking a seasoned compliance professional for the role of VP/Director of IBD Compliance. The successful candidate will join their global compliance team and play a vital role in ensuring adherence to regulatory standards and best practices within our Singapore operations.
Key Responsibilities Provide business and regulatory advisory services to internal stakeholders. Act as the primary liaison with the Monetary Authority of Singapore (MAS) to ensure compliance with local regulations. Conduct thorough risk compliance assessments to identify potential areas of concern and recommend remedial actions.
Maintain and enhance the firm's global compliance programs, ensuring alignment with regulatory requirements and internal policies. Collaborate with various business units to foster a culture of compliance and ethical standards. Stay abreast of regulatory changes and industry trends to advise leadership on necessary adjustments in compliance strategies.
Develop and deliver training programs to promote compliance awareness across the organization. Qualifications At least 8 years of experience in compliance, preferably within an investment banking / private equity environment. In-depth knowledge of Singaporean regulations, particularly those pertaining to banking and financial services.
Proven ability to work collaboratively within a global team and liaise with regulatory bodies. Strong analytical and problem-solving skills with a risk-oriented mindset. Excellent communication and interpersonal skills to effectively convey compliance information.
Key Responsibilities Provide business and regulatory advisory services to internal stakeholders. Act as the primary liaison with the Monetary Authority of Singapore (MAS) to ensure compl
My client is a boutique investment bank seeking a seasoned compliance professional for the role of VP/Director of IBD Compliance. The successful candidate will join their global compliance team and play a vital role in ensuring adherence to regulatory standards and best practices within our Singapore operations.Key Responsibilities Provide business and regulatory advisory services to internal stakeholders. Act as the primary liaison with the Monetary Authority of Singapore (MAS) to ensure compliance with local regulations. Conduct thorough risk compliance assessments to identify potential areas of concern and recommend remedial actions.
Maintain and enhance the firm's global compliance programs, ensuring alignment with regulatory requirements and internal policies. Collaborate with various business units to foster a culture of compliance and ethical standards. Stay abreast of regulatory changes and industry trends to advise leadership on necessary adjustments in compliance strategies.
Develop and deliver training programs to promote compliance awareness across the organization. Qualifications At least 8 years of experience in compliance, preferably within an investment banking / private equity environment. In-depth knowledge of Singaporean regulations, particularly those pertaining to banking and financial services.
Proven ability to work collaboratively within a global team and liaise with regulatory bodies. Strong analytical and problem-solving skills with a risk-oriented mindset. Excellent communication and interpersonal skills to effectively convey compliance information.
Relevant professional certifications are a plus.
Singapore
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Company overview
Nomura is a global financial services group with an integrated network spanning...