Bukit Merah - Regulatory Compliance, Senior Manager

Company Overview:

Our team is committed to assisting clients in navigating complex regulatory frameworks and ensuring compliance with evolving financial regulations.

Job Overview:

We are seeking a Regulatory Compliance, Senior Manager to support our clients in meeting their regulatory obligations. The ideal candidate will have a strong background in compliance, regulatory reporting, and risk management, particularly in relation to MAS-regulated financial institutions and capital market intermediaries.

Key Responsibilities:

• Manage a portfolio of clients, ensuring compliance with MAS regulations and other relevant regulatory frameworks.
• Develop, implement, and maintain compliance policies, procedures, and frameworks for clients.
• Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements.
• Prepare and review regulatory reports and filings, including MAS returns.
• Provide advisory services on regulatory developments and their impact on financial institutions.
• Support clients in licensing applications, regulatory submissions, and interactions with regulatory authorities.
• Assist in the review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments.
• Conduct compliance training sessions for clients to enhance awareness of regulatory requirements.
• Monitor and interpret changes in regulatory guidelines, ensuring timely implementation of necessary compliance adjustments.

Required Qualifications & Skills:

• Minimum of 8 years’ experience in a financial services regulatory compliance role or with the MAS. Experiences relating to the fund management industry will be preferred
• Strong knowledge of MAS regulations, including the Securities and Futures Act, Financial Advisers Act, and applicable MAS Notices and Guidelines.
• Familiarity with AML/CFT regulations and customer due diligence processes.
• Experience in preparing regulatory reports and liaising with financial regulators.
• Ability to work independently and manage multiple client portfolios effectively.
• Strong analytical, problem-solving, and communication skills.
• Bachelor’s degree in Finance, Banking, Business, Law, or a related field.
• Professional certifications such as ICA, ACAMS, or equivalent will be an advantage.
• Proficiency in English is required

• Be part of a growing and dynamic regulatory advisory firm.
• Gain exposure to a diverse portfolio of financial institutions and multinational corporations.
• Opportunity to work alongside industry experts in compliance and risk management.
• Competitive remuneration and career progression opportunities.

If you are a detail-oriented and proactive compliance professional looking to advance your career in regulatory advisory, we encourage you to apply and join our team at Cambridge Advisers.