Regulatory compliance

placeSingapore calendar_month6/5/25

about the company

A Capital Market Licensed Broker is looking to hire an experienced compliance professional to help continuously develop, improve and implement a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations.

about the job

Reporting to the Head of Compliance, your responsibilities include:

Advising the business on all compliance matters and regulations related to Securities and Futures Act (SFA) and all relevant MAS notices ensuring the business is operating in accordance to the CMS license requirements
Reviewing current policies, controls, manuals, and updating them to ensure the business is protected from breaches and unncessary risks
Performing and communicating impact analysis on consultation papers and regulatory updates to relevant stakeholders
Establishing and implementing a robust compliance monitoring programme on a periodic basis
Keep abreast of evolving regulations and keep management update on any material impact
Addressing queries from MAS and external authorities, as well as facilitating any internal and external audits

skills and experience required

Bachelors Degree
Minimum 4 years of relevant experience in Compliance within licensed Financial Institutions
Good understanding of MAS Notices and Securities and Futures Act (SFA)
Ability to take initiative and operate independently; strong team player

To apply online please use the 'apply' function, alternatively you may contact at .

(EA: 94C3609/ )

skills

no additional skills required

qualifications

no additional qualifications required

education

Bachelor Degree

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